Instone Real Estate Group AG
Instone Real Estate Group AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
22.09.2020 / 16:09
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
Name: |
Instone Real Estate Group AG |
Street: |
Grugaplatz 2-4 |
Postal code: |
45131 |
City: |
Essen Germany |
Legal Entity Identifier (LEI): |
391200DINUIRPDZQHX03 |
2. Reason for notification
X |
Acquisition/disposal of shares with voting rights |
|
Acquisition/disposal of instruments |
|
Change of breakdown of voting rights |
X |
Other reason: Notification is triggered due to the application of the Trading Book Exemption which is available under Sect. 36 Para. 1 WpHG. |
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:
6. Total positions
|
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments (total of 7.b.1 + 7.b.2) |
Total of both in % (7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
New |
0.000018924885 % |
2.46 % |
2.46 % |
36988336 |
Previous notification |
5.52 % |
3.46 % |
8.98 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN |
Absolute |
In % |
|
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
Direct (Sec. 33 WpHG) |
Indirect (Sec. 34 WpHG) |
DE000A2NBX80 |
0 |
7 |
0.00 % |
0 % |
Total |
7 |
0.000018924885 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
Right of recall over securities lending agreements |
at any time |
at any time |
38900 |
0.11 % |
|
|
Total |
38900 |
0.11 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
Equity Swap |
07.09.2021 |
at any time |
Cash |
872000 |
2.36 % |
|
|
|
Total |
872000 |
2.36 % |
8. Information in relation to the person subject to the notification obligation |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
Morgan Stanley |
% |
% |
% |
Morgan Stanley Capital Management, LLC |
% |
% |
% |
Morgan Stanley Domestic Holdings, Inc. |
% |
% |
% |
Morgan Stanley Capital Services LLC |
% |
% |
% |
- |
% |
% |
% |
Morgan Stanley |
% |
% |
% |
Morgan Stanley Capital Management, LLC |
% |
% |
% |
Morgan Stanley Domestic Holdings, Inc. |
% |
% |
% |
Morgan Stanley & Co. LLC |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights |
Proportion of instruments |
Total of both |
% |
% |
% |
10. Other explanatory remarks:The notification was triggered due to return of borrows which resulted in Morgan Stanley & Co. International plc's total holding dropping below 5%. As a result, Morgan Stanley & Co. International plc has applied the trading book exemption to its remaining holding of 3.75% as of 14th September 2020. |
Date
22.09.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
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